Assistant Vice President - FPI Regulatory Compliance

DDP Division, Deutsche Bank AG, AVP Job Description: Job Title: DDP Division, Deutsche Bank AG, AVP Location: Mumbai, India Corporate Title: Assistant Vice President Role Description To ensure timely issuance of FPI certificate with due adherence to SEBI, RBI and other applicable regulations and ensuring it is in compliance with the Banks policies and procedures. To undertake all tasks relating to FPI registration and renewal. To communicate effectively with clients and resolve their queries to smoothen the FPI registration and renewal process. To update the clients with the information requested changes in the market by the regulators i.e. SEBI, RBI etc. To perform required regulatory reporting and other ancillary activities as per extant rules and regulations Maintaining and developing good relationship with the client. To liaise with all regulators and all stake holders to smoothen the registration process. To manage Regulatory and Internal Audits, Inspections with nil observations....