Compliance Officer – Responsable, conformité

REF #1495

Our Client Is an independent asset management firm headquartered in Montreal, specializing in traditional and alternative investment strategies.

Responsibilities

Support the day-to-day administration of the compliance function

Assist with daily, monthly, quarterly, and annual compliance monitoring, testing, and documentation

Support client onboarding and review subscription agreements and KYC documentation

Maintain client documentation including KYC forms, investment management agreements, and related records

Assist with initial and ongoing due diligence of third‑party service providers

Maintain and update compliance policies, procedures, and manuals

Maintain compliance logs (personal trading, outside business activities, conflicts of interest, etc.)

Support registration obligations and ongoing regulatory reporting

Participate in internal audits and external regulatory examinati...