Location
singapore
Job Type
Full-time
Posted
July 12, 2026
Job Description
Role: Compliance Officer
The candidate will be part of the non-investment team and lead the compliance function of an MAS CMS-licenced fund house, with cross border regulatory requirements.
Key Responsibilities:
Regulatory Compliance and Reporting
- Ensure ongoing adherence to the firm’s compliance policies, procedures and regulatory obligations.
- Maintain, review and update compliance manuals, policies and internal control frameworks as required.
- Prepare quarterly regulatory and compliance reports for management and the Board.
- Submit MAS returns, forms, questionnaires and regulatory surveys.
- Prepare and submit regulatory filings, including FAR, FATCA and CRS annual filings.
- Support annual ADV filings for SEC-registered investment adviser requirements.
- Stay up to date with changes to MAS, SEC, CIMA, OFAC, sanctions and other applicab...