Regulatory Officer

Job Title: Regulatory Officer
Job Type: Contract
Duration: Months
Location: Los Angeles, CA
% Onsite role

Job Description:

We are searching for a Regulatory Officer/associate level who will support regulatory examinations and/or advisory services.

Responsibilities include but are not limited to:
• Participating in all phases of the regulatory examination lifecycle such as responding to entry letters and information request; preparing responses; documentation and presentations; coordinating and documenting key meetings with stakeholders; and recordkeeping and reporting.
• Performing due diligence reviews to ensure the quality of the documentation before submission to the regulators.
• Notifying senior management and other relevant personnel of upcoming examinations and advises on scope, focus and expectations.
• Coordinating routine continuous monitoring meetings with regulators and firm employees ...