Securities Dealer

Job Mandate

Regulated Activity Business

Responsible for the dealing/execution of capital markets products to fulfill Wealth Management orders

Providing Wealth Management unit with a wide array of products after performing product due diligence and risk assessment, where required for recommended products

Duties and Responsibilities

1. Ensures timely execution of Securities, Structured Product, Fund and Alternative Investment order/transaction and accurate capture of all executed transactions in the applicable trading platform
2. Scouts the market and recommend ideas that may be offered to clients to provide clients with a wider array of products that will fit their investment/trading needs
3. Facilitates the new product processes to be offered (coordinates the product due diligence and risk assessment)
4. Discusses any issues with stakeholders at all stages of the pr...