Location
toronto
Job Type
Full-time
Posted
June 14, 2026
Job Description
Senior Regulatory Analyst, Registrant Oversight (Full time)
Calgary, AB (Hybrid) | $100K–$130K
Our client, a provincial capital markets regulator and member of the Canadian Securities Administrators (CSA) , is hiring a Senior Regulatory Analyst to lead complex compliance reviews and shape Canada’s regulatory landscape.
Key Requirements
- ✅ Direct securities regulatory experience (required)
- ✅ External audit experience is required — Big 4, equivalent, or experience within a securities regulatory body
- ✅ CPA or CFA designation
- ✅ 10+ years in regulatory / compliance / financial services
What You’ll Do
- Lead registrant compliance reviews (dealers, advisers, IFMs)
- Interpret and apply Canadian securities legislation
- Deliver
Ready to Apply?
Submit your application for Sr. Regulatory Analyst, Registrant Oversight (Alberta) at Step by Step Professional Services Inc.
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